SEC Form 4 · accession 0001246360-15-001309

SUNPOWER CORP · SPWR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Director, Pres and CEO · Director

Period of report

Mar 1, 2015

Accepted (ET)

Mar 3, 2015 · 9:28 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000867773

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 1, 2015	M	75,000	$0.00	A	207,934	D
Common Stock	Mar 1, 2015	M	20,723	$0.00	A	228,657	D
Common Stock	Mar 1, 2015	M	16,667	$0.00	A	245,324	D
Common Stock	Mar 1, 2015	M	90,538	$0.00	A	335,862	D
Common Stock	Mar 1, 2015	M	120,593	$0.00	A	456,455	D
Common Stock	Mar 1, 2015	M	87,833	$0.00	A	544,288	D
Common Stock	Mar 1, 2015	F	39,135	$32.66	D	505,153	D
Common Stock	Mar 1, 2015	F	10,814	$32.66	D	494,339	D
Common Stock	Mar 1, 2015	F	8,697	$32.66	D	485,642	D
Common Stock	Mar 1, 2015	F	47,243	$32.66	D	438,399	D
Common Stock	Mar 1, 2015	F	62,926	$32.66	D	375,473	D
Common Stock	Mar 1, 2015	F	45,832	$32.66	D	329,641	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units (RSUs)^F1,F2	—	Mar 1, 2015	M	75,000	D	—	—	Common Stock	75,000	0	D
Performance-Based Restricted Stock Units (PSUs)^F4,F5	—	Mar 1, 2015	M	20,723	D	—	—	Common Stock	20,723	41,447	D
Restricted Stock Units (RSUs)^F1,F6	—	Mar 1, 2015	M	16,667	D	—	—	Common Stock	16,667	33,333	D
Performance-Based Restricted Stock Units (PSUs)^F4,F7	—	Mar 1, 2015	M	90,538	D	—	—	Common Stock	90,538	0	D
Performance-Based Restricted Stock Units (PSUs)^F4,F7	—	Mar 1, 2015	M	120,593	D	—	—	Common Stock	120,593	0	D
Restricted Stock Units (RSUs)^F1,F8	—	Mar 1, 2015	M	87,833	D	—	—	Common Stock	87,833	83,148	D

F1Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
F2The last vesting date for these RSUs was March 1, 2015.
F3Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares.
F4Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
F5The PSUs were earned based on performance in a prior year but were then subject to time-based vesting. The remaining portion of these PSUs will vest in installments on March 1, 2016 and March 1, 2017.
F6The remaining portion of these RSUs will vest in installments on March 1, 2016 and March 1, 2017.
F7The PSUs were earned based on performance in a prior year but were then subject to time-based vesting.
F8The remaining portion of these RSUs will vest on March 1, 2016.