SEC Form 4 · accession 0001246360-15-001303

SUNPOWER CORP · SPWR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP & CFO

Period of report

Mar 1, 2015

Accepted (ET)

Mar 3, 2015 · 9:14 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000867773

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 1, 2015	M	16,667	$0.00	A	19,855	D
Common Stock	Mar 1, 2015	M	25,000	$0.00	A	44,855	D
Common Stock	Mar 1, 2015	M	20,496	$0.00	A	65,351	D
Common Stock	Mar 1, 2015	M	32,036	$0.00	A	97,387	D
Common Stock	Mar 1, 2015	M	23,333	$0.00	A	120,720	D
Common Stock	Mar 1, 2015	M	7,046	$0.00	A	127,766	D
Common Stock	Mar 1, 2015	M	5,667	$0.00	A	133,433	D
Common Stock	Mar 1, 2015	F	6,264	$32.66	D	127,169	D
Common Stock	Mar 1, 2015	F	12,675	$32.66	D	114,494	D
Common Stock	Mar 1, 2015	F	10,695	$32.66	D	103,799	D
Common Stock	Mar 1, 2015	F	16,717	$32.66	D	87,082	D
Common Stock	Mar 1, 2015	F	12,176	$32.66	D	74,906	D
Common Stock	Mar 1, 2015	F	3,677	$32.66	D	71,229	D
Common Stock	Mar 1, 2015	F	2,958	$32.66	D	68,271	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units (RSUs)^F1,F2	—	Mar 1, 2015	M	16,667	D	—	—	Common Stock	16,667	0	D
Restricted Stock Units (RSUs)^F1,F2	—	Mar 1, 2015	M	25,000	D	—	—	Common Stock	25,000	0	D
Performance-Based Restricted Stock Units (PSUs)^F4,F5	—	Mar 1, 2015	M	20,496	D	—	—	Common Stock	20,496	0	D
Performance-Based Restricted Stock Units (PSUs)^F4,F6	—	Mar 1, 2015	M	32,036	D	—	—	Common Stock	32,036	32,036	D
Restricted Stock Units (RSUs)^F1,F7	—	Mar 1, 2015	M	23,333	D	—	—	Common Stock	23,333	23,334	D
Performance-Based Restricted Stock Units (PSUs)^F4,F8	—	Mar 1, 2015	M	7,046	D	—	—	Common Stock	7,046	14,092	D
Restricted Stock Units (RSUs)^F1,F9	—	Mar 1, 2015	M	5,667	D	—	—	Common Stock	5,667	11,333	D

F1Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
F2The last vesting date for these RSUs was March 1, 2015.
F3Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares.
F4Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
F5The PSUs were earned based on performance in a prior year but were then subject to time-based vesting. The last vesting date for these PSUs was March 1, 2015.
F6The PSUs were earned based on performance in a prior year but were then subject to time-based vesting. The remaining portion of these PSUs will vest on March 1, 2016.
F7The remaining portion of these RSUs will vest on March 1, 2016.
F8The PSUs were earned based on performance in a prior year but were then subject to time-based vesting. The remaining portion of these PSUs will vest in installments on March 1, 2016 and March 1, 2017.
F9The remaining portion of these RSUs will vest in installments on March 1, 2016 and March 1, 2017.