SEC Form 4 · accession 0001209191-19-010349
SUNPOWER CORP · SPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Waters
Officer — CEO, SunPower Technologies
Period of report
Feb 12, 2019
Accepted (ET)
Feb 14, 2019 · 5:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000867773
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs)F1,F2 | — | Feb 12, 2019 | A | 684,932 | A | — | — | Common Stock | 684,932 | 684,932 | D |
Explanation of responses
- F1Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
- F2The RSUs shall vest in four equal installments on each of January 5, 2020, January 5, 2021, January 5, 2022 and January 5, 2023.