SEC Form 4 · accession 0000899243-16-017410
SUNPOWER CORP · SPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas H Werner
Officer — Director, Pres and CEO · Director
Period of report
Mar 31, 2016
Accepted (ET)
Apr 4, 2016 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000867773
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs)F1,F2 | — | Mar 31, 2016 | A | 71,600 | A | — | — | Common Stock | 71,600 | 71,600 | D |
| Restricted Stock Units (RSUs)F1,F3 | — | Mar 1, 2016 | A | 120,000 | A | — | — | Common Stock | 120,000 | 120,000 | D |
Explanation of responses
- F1Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
- F2The RSUs shall vest in four equal installments on each of March 1, 2017, March 1, 2018, March 1, 2019, and March 1, 2020.
- F3The RSUs shall all vest in a single installment on March 31, 2020.