SEC Form 4 · accession 0000899243-15-009623
SUNPOWER CORP · SPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Dec 9, 2015
Accepted (ET)
Dec 10, 2015 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000867773
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 4.00% senior convertible debentures due 2023F4,F1,F2,F3 | — | Dec 9, 2015 | P | — | A | — | Jan 15, 2023 | Common Stock | — | — | D |
Explanation of responses
- F1The 4.00% senior convertible debentures due 2023 (the "Debentures") are convertible into shares of SunPower's common stock at any time based on an initial conversion rate of 32.7568 shares of common stock per $1,000 aggregate principal amount of Debentures.
- F2The Debentures are convertible at any time.
- F3The Debentures held by the Reporting Person are initially convertible into 3,275,680 shares of SunPower's common stock.
- F4Total Energies Nouvelles Activites USA is a wholly owned subsidiary of Total S.A. As a result, Total S.A. may be deemed to be a beneficial owner of the securities held by Total Energies Nouvelles Activites USA.