SEC Form 4 · accession 0001567619-19-003374

ABRAXAS PETROLEUM CORP · AXAS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President/CEO

Period of report

Feb 8, 2019

Accepted (ET)

Feb 12, 2019 · 5:48 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000867665

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Abraxas Petroleum Common Stock^F1	Feb 8, 2019	P	8,580	$1.12	A	244,603	I	401-K
Abraxas Petroleum Common Stock	holding	—	—		—	1,394,867	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance-based Restricted Stock Unit	$2.37	holding	—	—	—	Apr 2, 2021	Apr 2, 2021	Abraxas Petroleum Common Stock	52,511	0	D
Employee Stock Option	$0.97	holding	—	—	—	Mar 15, 2017	Mar 15, 2026	Abraxas Petroleum Common Stock	415,000	415,000	D
Employee Stock Option	$3.16	holding	—	—	—	Mar 3, 2016	Mar 3, 2025	Abraxas Petroleum Common Stock	300,000	300,000	D
Employee Stock Option	$3.15	holding	—	—	—	Mar 11, 2016	Mar 11, 2025	Abraxas Petroleum Common Stock	46,000	46,000	D
Employee Stock Option	$2.39	holding	—	—	—	May 14, 2014	May 14, 2023	Abraxas Petroleum Common Stock	42,000	42,000	D
Employee Stock Option	$3.74	holding	—	—	—	Mar 8, 2013	Mar 8, 2022	Abraxas Petroleum Common Stock	20,000	20,000	D
Employee Stock Option	$4.72	holding	—	—	—	Mar 15, 2012	Mar 15, 2021	Abraxas Petroleum Common Stock	60,000	60,000	D
Employee Stock Option	$2.09	holding	—	—	—	Mar 16, 2011	Mar 16, 2020	Abraxas Petroleum Common Stock	90,000	90,000	D
Employee Stock Option	$1.75	holding	—	—	—	Oct 5, 2010	Oct 5, 2019	Abraxas Petroleum Common Stock	267,750	267,750	D
Employee Stock Option	$0.99	holding	—	—	—	Mar 17, 2010	Mar 17, 2019	Abraxas Petroleum Common Stock	125,000	125,000	D
Employee Stock Option	$3.60	holding	—	—	—	Aug 28, 2011	Aug 28, 2020	Abraxas Petroleum Common Stock	41,624	41,624	D