SEC Form 4 · accession 0001567619-19-003372
ABRAXAS PETROLEUM CORP · AXAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dirk A Schwartz
Officer — VP - Business Development
Period of report
Feb 8, 2019
Accepted (ET)
Feb 12, 2019 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000867665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Abraxas Petroleum Corp Common StockF1 | Feb 8, 2019 | P | 8,580 | $1.12 | A | 24,727 | I | 401-K |
| Abraxas Petroleum Corp Common Stock | holding | — | — | — | 72,669 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance-based Restricted Stock Unit | $2.37 | holding | — | — | — | Apr 2, 2021 | Apr 2, 2021 | Abraxas Petroleum Common Stock | 27,397 | 27,397 | D |
| Employee Stock Option | $3.15 | holding | — | — | — | Mar 11, 2018 | Mar 11, 2024 | Abraxas Petroleum Corp Common Stock | 17,000 | 17,000 | D |
| Employee Stock Option | $0.97 | holding | — | — | — | Mar 15, 2020 | Mar 15, 2026 | Abraxas Petroleum Corp Common Stock | 24,000 | 24,000 | D |
| Employee Stock Option | $3.67 | holding | — | — | — | Dec 2, 2017 | Dec 2, 2023 | Abraxas Petroleum Corp Common Stock | 20,000 | 20,000 | D |
| Employee Stock Option | $1.67 | holding | — | — | — | Aug 8, 2018 | Aug 8, 2027 | Abraxas Petroleum Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Employer match to 40-K for the year ended December 31, 2017.