SEC Form 4 · accession 0001567619-19-003370
ABRAXAS PETROLEUM CORP · AXAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Wayne Johnson
Officer — Vice President - Operations
Period of report
Feb 8, 2019
Accepted (ET)
Feb 12, 2019 · 5:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000867665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Abraxas Petroleum Common StockF1 | Feb 8, 2019 | P | 8,580 | $1.12 | A | 39,926 | I | 401-K |
| Abraxas Petroleum Corp Common Stock | holding | — | — | — | 336,087 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $0.99 | holding | — | — | — | Mar 17, 2010 | Mar 17, 2019 | Abraxas Petroleum Corp Common Stock | 11,250 | 11,250 | D |
| Employee Stock Option | $1.75 | holding | — | — | — | Oct 5, 2010 | Oct 5, 2019 | Abraxas Petroleum Corp Common Stock | 31,875 | 31,875 | D |
| Employee Stock Option | $2.09 | holding | — | — | — | Mar 16, 2011 | Mar 16, 2020 | Abraxas Petroleum Corp Common Stock | 33,000 | 33,000 | D |
| Employee Stock Option | $4.72 | holding | — | — | — | Mar 15, 2012 | Mar 15, 2021 | Abraxas Petroleum Corp Common Stock | 15,000 | 15,000 | D |
| Employee Stock Option | $3.55 | holding | — | — | — | Aug 9, 2012 | Aug 9, 2021 | Abraxas Petroleum Corp Common Stock | 25,000 | 25,000 | D |
| Employee Stock Option | $3.74 | holding | — | — | — | Mar 8, 2013 | Mar 8, 2022 | Abraxas Petroleum Corp Common Stock | 9,500 | 9,500 | D |
| Employee Stock Option | $2.39 | holding | — | — | — | May 14, 2014 | May 14, 2023 | Abraxas Petroleum Corp Common Stock | 21,500 | 21,500 | D |
| Employee Stock Option | $3.15 | holding | — | — | — | Mar 11, 2015 | Mar 11, 2024 | Abraxas Petroleum Corp Common Stock | 23,000 | 23,000 | D |
| Employee Stock Option | $0.97 | holding | — | — | — | Mar 15, 2017 | Mar 15, 2026 | Abraxas Petroleum Corp Common Stock | 77,000 | 77,000 | D |
| Performance based restricted stock | $2.37 | holding | — | — | — | Apr 1, 2021 | Apr 1, 2021 | Abraxas Petroleum Corp Common Stock | 27,306 | 27,306 | D |
Explanation of responses
- F1Employer match to 401-K for the year ended December 31, 2018.
Remarks
Error on ownership after reported transaction was not correct