SEC Form 4 · accession 0001140361-18-024561
ABRAXAS PETROLEUM CORP · AXAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph Cox
Director
Period of report
May 8, 2018
Accepted (ET)
May 18, 2018 · 11:01 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000867665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Abraxas Petroleum Common Stock | holding | — | — | — | 417,485 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option | $2.87 | May 8, 2018 | A | 25,000 | A | May 8, 2018 | May 8, 2028 | Abraxas Petroleum Common Stock | 25,000 | 25,000 | D |
| Director Stock Option | $1.87 | holding | — | — | — | May 9, 2017 | May 9, 2027 | Abraxas Petroleum Common Stock | 25,000 | 25,000 | D |
| Director Stock OptionF1 | $1.34 | holding | — | — | — | May 11, 2016 | — | Abraxas Petroleum Common Stock | 25,000 | 25,000 | D |
| Director Stock OptionF1 | $3.66 | holding | — | — | — | May 5, 2015 | — | Abraxas Petroleum Common Stock | 25,000 | 25,000 | D |
| Director Stock OptionF1 | $5.38 | holding | — | — | — | May 6, 2014 | — | Abraxas Petroleum Common Stock | 12,000 | 12,000 | D |
| Director Stock OptionF1 | $2.39 | holding | — | — | — | May 14, 2013 | — | Abraxas Petroleum Common Stock | 12,000 | 12,000 | D |
| Director Stock OptionF1 | $2.90 | holding | — | — | — | May 4, 2012 | — | Abraxas Petroleum Common Stock | 12,000 | 12,000 | D |
| Director Stock OptionF1 | $4.13 | holding | — | — | — | May 5, 2011 | — | Abraxas Common Stock | 10,500 | 10,500 | D |
| Director Stock OptionF1 | $2.36 | holding | — | — | — | May 19, 2010 | — | Abraxas Petroleum Common Stock | 10,000 | 10,000 | D |
| Director Stock OptionF1 | $1.06 | holding | — | — | — | May 21, 2009 | — | Abraxas Common Stock | 10,000 | 10,000 | D |
| Director Stock OptionF1 | $0.99 | holding | — | — | — | Mar 17, 2009 | — | Abraxas Common Stock | 50,000 | 50,000 | D |
| Director Stock OptionF1 | $4.50 | holding | — | — | — | May 21, 2008 | — | Abraxas Common Stock | 10,000 | 10,000 | D |
| Director Stock OptionF1 | $4.32 | holding | — | — | — | Jun 26, 2007 | — | Abraxas Common Stock | 10,000 | 10,000 | D |
| Director Stock OptionF1 | $4.51 | holding | — | — | — | May 25, 2006 | — | Abraxas Common Stock | 10,000 | 10,000 | D |
| Director Stock OptionF1 | $2.75 | holding | — | — | — | Jun 1, 2005 | — | Abraxas Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Director Options granted prior to 2017 do not have an expiration date.