SEC Form 4 · accession 0001140361-16-075889
ABRAXAS PETROLEUM CORP · AXAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Geoffrey R. King
Officer — VP - CFO
Period of report
Aug 9, 2016
Accepted (ET)
Aug 11, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000867665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Abraxas Petroleum Common Stock | holding | — | — | — | 180,685 | D | ||
| Abraxas Petroleum Common Stock | holding | — | — | — | 13,589 | I | 401-K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $1.31 | Aug 9, 2016 | A | 100,000 | A | Aug 9, 2017 | Aug 11, 2026 | Abraxas Petroleum Common Stock | 100,000 | 100,000 | D |
| Employee Stock Option | $0.97 | holding | — | — | — | Mar 15, 2017 | Mar 15, 2026 | Abraxas Petroleum Common Stock | 152,000 | 152,000 | D |
| Employee Stock Option | $3.16 | holding | — | — | — | Mar 3, 2016 | Mar 3, 2025 | Abraxas Petroleum Common Stock | 250,000 | 250,000 | D |
| Employee Stock Option | $3.15 | holding | — | — | — | Mar 11, 2015 | Mar 11, 2024 | Abraxas Petroleum Common Stock | 27,500 | 27,500 | D |
| Employee Stock Option | $2.39 | holding | — | — | — | May 14, 2014 | May 14, 2023 | Abraxas Petroleum Common Stock | 24,000 | 24,000 | D |
| Employee Stock Option | $1.99 | holding | — | — | — | Sep 4, 2013 | Sep 4, 2022 | Abraxas Petroleum Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F1Options vest at 25% per year beginning one year from date of grant.