SEC Form 4 · accession 0001140361-16-059088
ABRAXAS PETROLEUM CORP · AXAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H Wallace
Officer — VP Operations
Period of report
Jan 29, 2016
Accepted (ET)
Mar 28, 2016 · 12:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000867665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Abraxas Petroleum Common StockF1 | Jan 29, 2016 | A | 8,138 | $1.14 | A | 28,256 | I | 401-K |
| Abraxas Petroleum Common Stock | holding | — | — | — | 256,810 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2 | $0.97 | Mar 15, 2016 | A | 197,000 | A | Mar 15, 2017 | Mar 15, 2026 | Abraxas Petroleum Common Stock | 197,000 | 197,000 | D |
| Employee Stock Option | $3.16 | holding | — | — | — | Mar 3, 2016 | Mar 3, 2025 | Abraxas Petroleum Common Stock | 200,000 | 200,000 | D |
| Employee Stock Option | $3.15 | holding | — | — | — | Mar 11, 2015 | Mar 11, 2024 | Abraxas Petroleum Common Stock | 25,000 | 25,000 | D |
| Employe Stock Option | $2.39 | holding | — | — | — | May 14, 2014 | May 14, 2023 | Abraxas Petroleum Common Stock | 23,500 | 23,500 | D |
| Employee Stock Option | $3.74 | holding | — | — | — | Mar 8, 2013 | Mar 8, 2022 | Abraxas Petroleum Common Stockk | 11,300 | 11,300 | D |
| Employee Stock Option | $4.72 | holding | — | — | — | Mar 15, 2012 | Mar 15, 2021 | Abraxas Petroleum Common Stock | 30,000 | 30,000 | D |
| Employee Stock Option | $2.09 | holding | — | — | — | Mar 16, 2011 | Mar 16, 2020 | Abraxas Common Stock | 60,000 | 60,000 | D |
| Employee Stock Option | $1.75 | holding | — | — | — | Oct 5, 2010 | Oct 5, 2019 | Abraxas Petroleum Common Stockk | 66,937 | 66,937 | D |
| Employee Stock Option | $0.99 | holding | — | — | — | Mar 17, 2010 | Mar 17, 2019 | Abraxas Petroleum Common Stockk | 50,000 | 50,000 | D |
| Employee Stock Option | $3.60 | holding | — | — | — | Aug 28, 2011 | Aug 28, 2017 | Abraxas Petroleum Common Stockk | 18,920 | 18,920 | D |
Explanation of responses
- F1401-K shares acquired as a result of Abraxas Petroleum Corporations safe harbor match for calendar year 2015.
- F2Options vest at 25% per year beginning one year from date of grant.