SEC Form 4 · accession 0001140361-15-033055
ABRAXAS PETROLEUM CORP · AXAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harold D Carter
Director
Period of report
Aug 21, 2015
Accepted (ET)
Aug 21, 2015 · 12:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000867665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Abraxas Petroleum Common Stock | Aug 21, 2015 | M | 50,000 | $0.99 | A | 141,949 | D | |
| Abraxas Petroleum Common Stock | Aug 21, 2015 | M | 10,000 | $1.06 | A | 151,949 | D | |
| Abraxas Petroleum Common Stock | holding | — | — | — | 42,598 | I | Retirement Account | |
| Abraxas Petroleum Common Stock | holding | — | — | — | 7,577 | I | HBDC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option | $0.99 | Aug 21, 2015 | M | 50,000 | D | Mar 17, 2009 | Mar 17, 2019 | Abraxas Petroleum Common Stock | 50,000 | 0 | D |
| Director Stock Option | $1.06 | Aug 21, 2015 | M | 10,000 | D | May 21, 2009 | May 21, 2019 | Abraxas Petroleum Common Stock | 10,000 | 0 | D |
| Director Stock Option | $3.66 | holding | — | — | — | May 5, 2015 | May 5, 2025 | Abraxas Petroleum Common Stock | 25,000 | 25,000 | D |
| Director Stock Option | $5.38 | holding | — | — | — | May 6, 2014 | May 6, 2024 | Abraxas Petroleum Common Stock | 12,000 | 12,000 | D |
| Director Stock Option | $2.90 | holding | — | — | — | May 4, 2012 | May 4, 2022 | Abraxas Petroleum Common Srock | 12,000 | 12,000 | D |
| Director Stock Option | $2.39 | holding | — | — | — | May 14, 2013 | May 14, 2023 | Abraxas Petroleum Common Stock | 12,000 | 12,000 | D |
| Director Stock Option | $4.13 | holding | — | — | — | May 6, 2011 | May 5, 2021 | Abraxas Common Stock | 10,500 | 10,500 | D |
| Director Stock Option | $2.36 | holding | — | — | — | May 20, 2010 | May 19, 2020 | Abraxas Petroleum Common Stock | 10,000 | 10,000 | D |
| Director Stock Option | $4.50 | holding | — | — | — | May 21, 2008 | May 21, 2018 | Abraxas Petroleum Common Stock | 10,000 | 10,000 | D |
| Director Stock Option | $4.32 | holding | — | — | — | Jun 26, 2007 | Jun 26, 2017 | Abraxas Petroleum Common Stock | 10,000 | 10,000 | D |
| Director Stock Option | $4.51 | holding | — | — | — | May 25, 2006 | May 25, 2016 | Abraxas Petroleum Common Stock | 10,000 | 10,000 | D |
| Director Stock Option | $2.75 | holding | — | — | — | Jun 1, 2005 | Jun 1, 2015 | Abraxas Petroleum Common Stock | 10,000 | 10,000 | D |