SEC Form 4 · accession 0001140361-15-010909

ABRAXAS PETROLEUM CORP · AXAS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP Operations

Period of report

Mar 3, 2015

Accepted (ET)

Mar 9, 2015 · 2:52 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000867665

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Abraxas Petroleum Common Stock^F1	Mar 6, 2015	P	2,786	$3.205	A	20,118	I	401-K
Abraxas Petroleum Common Stock	holding	—	—		—	256,810	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option^F2	$3.16	Mar 3, 2015	A	200,000	A	Mar 3, 2016	Mar 3, 2025	Abraxas Petroleum Common Stock	200,000	200,000	D
Employee Stock Option	$3.15	holding	—	—	—	Mar 11, 2015	Mar 11, 2024	Abraxas Petroleum Common Stock	25,000	25,000	D
Employe Stock Option	$2.39	holding	—	—	—	May 14, 2014	May 14, 2023	Abraxas Petroleum Common Stock	23,500	23,500	D
Employee Stock Option	$3.74	holding	—	—	—	Mar 8, 2013	Mar 8, 2022	Abraxas Petroleum Common Stockk	11,300	11,300	D
Employee Stock Option	$4.72	holding	—	—	—	Mar 15, 2012	Mar 15, 2021	Abraxas Petroleum Common Stock	30,000	30,000	D
Employee Stock Option	$2.09	holding	—	—	—	Mar 16, 2011	Mar 16, 2020	Abraxas Common Stock	60,000	60,000	D
Employee Stock Option	$1.75	holding	—	—	—	Oct 5, 2010	Oct 5, 2019	Abraxas Petroleum Common Stockk	66,937	66,937	D
Employee Stock Option	$0.99	holding	—	—	—	Mar 17, 2010	Mar 17, 2019	Abraxas Petroleum Common Stockk	50,000	50,000	D
Employee Stock Option	$3.60	holding	—	—	—	Aug 28, 2011	Aug 28, 2017	Abraxas Petroleum Common Stockk	18,920	18,920	D
Employee Stock Option	$4.59	holding	—	—	—	Sep 13, 2009	Sep 13, 2015	Abraxas Petroleum Common Stockk	50,000	50,000	D

F1401-K shares acquired as a result of Abraxas Petroleum Corporations safe harbor match for calendar year 2014.
F2Options vest at 25% per year beginning one year from date of grant.