SEC Form 4 · accession 0001628280-18-011516
ELECTRONICS FOR IMAGING INC · EFII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Georgens
Director
Period of report
Aug 27, 2018
Accepted (ET)
Aug 29, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000867374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 27, 2018 | M | 16,902 | $14.28 | A | 66,902 | D | |
| Common StockF1 | Aug 27, 2018 | M | 16,902 | $34.86 | D | 50,000 | D | |
| Common Stock | Aug 28, 2018 | M | 3,298 | $14.28 | A | 53,298 | D | |
| Common StockF2 | Aug 28, 2018 | M | 3,298 | $34.71 | D | 50,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Right to BuyF3 | $14.28 | Aug 27, 2018 | M | 16,902 | D | — | Nov 9, 2018 | Common Stock | 16,902 | 8,092 | D |
| Option Right to BuyF3 | $14.28 | Aug 28, 2018 | M | 3,298 | D | — | Nov 9, 2018 | Common Stock | 3,298 | 4,794 | D |
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $34.75 to $35.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades ranging from $34.65 to $34.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F3This stock option award was granted on November 9, 2011, and vested and became exercisable with respect to 25% of the award on the first anniversary of the date of grant and thereafter with respect to an additional 2.5% of the award each month, with full vesting in 42 months.