SEC Form 4 · accession 0001628280-18-011327
ELECTRONICS FOR IMAGING INC · EFII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Kashnow
Director
Period of report
Aug 21, 2018
Accepted (ET)
Aug 23, 2018 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000867374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 21, 2018 | M | 25,000 | $14.28 | A | 25,000 | D | |
| Common StockF1 | Aug 21, 2018 | M | 25,000 | $33.94 | D | 0 | D | |
| Common Stock | holding | — | — | — | 10,000 | I | Shares held in trust for the benefit of the reporting person and his spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Right to BuyF2 | $14.28 | Aug 21, 2018 | M | 25,000 | A | — | Nov 9, 2018 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $33.90 to $33.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F2This stock option award was granted on November 9, 2011, and vested and became exercisable with respect to 25% of the award on the first anniversary of the date of grant and thereafter with respect to an additional 2.5% of the award each month, with full vesting in 42 months.