SEC Form 4 · accession 0001209191-15-024349
ELECTRONICS FOR IMAGING INC · EFII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan Maydan
Director
Period of report
Mar 9, 2015
Accepted (ET)
Mar 10, 2015 · 6:30 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000867374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 9, 2015 | M | 625 | $14.28 | A | 18,685 | D | |
| Common StockF1 | Mar 9, 2015 | M | 625 | $16.57 | A | 19,310 | D | |
| Common StockF2 | Mar 9, 2015 | S | 1,250 | $39.852 | D | 18,060 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Right to BuyF3 | $14.28 | Mar 9, 2015 | M | 625 | D | — | Nov 9, 2018 | Common Stock | 625 | 1,875 | D |
| Option Right to BuyF4 | $16.57 | Mar 9, 2015 | M | 625 | D | — | Sep 6, 2019 | Common Stock | 625 | 8,125 | D |
Explanation of responses
- F1The exercise of these stock options and sale of the sales were effected pursuant to a Rule 10b5-1 plan entered into by the reporting person on July 21, 2014.
- F2This transaction was executed in multiple trades ranging from $39.64 to $40.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F3This stock option award was granted on November 9, 2011, and vests and becomes exercisable with respect to 25% of the award on the first anniversary of the date of grant and thereafter with respect to an additional 2.5% of the award each month, with full vesting in 42 months.
- F4This stock option award was granted on September 6, 2012, and vests and becomes exercisable with respect to 25% of the award on the first anniversary of the date of grant and thereafter with respect to an additional 2.5% of the award each month, with full vesting in 42 months.