SEC Form 4 · accession 0000899243-17-000499
ELECTRONICS FOR IMAGING INC · EFII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gill Cogan
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 6:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000867374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 4, 2017 | M | 641 | — | A | 45,194 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Jan 4, 2017 | M | 641 | D | — | Jan 4, 2017 | Common Stock | 641 | 0 | D |
| Restricted Stock UnitF2,F4 | — | Jan 3, 2017 | M | 683 | A | — | Jan 3, 2018 | Common Stock | 683 | 683 | D |
Explanation of responses
- F1Upon vesting, each restricted stock unit was converted into one share of Electronics For Imaging, Inc. common stock.
- F2Each restricted stock unit represents a contingent right to receive one share of Electronics For Imaging, Inc. common stock.
- F3This restricted stock unit award was granted on January 4, 2016 and vested with respect to 100% of the units on the first anniversary of the grant.
- F4This is a restricted stock unit award representing the issuer's annual retainer fee for the chairman of the board of directors. This restricted stock unit award will vest with respect to 100% of the units on the first anniversary of the date of grant.