SEC Form 4 · accession 0000899243-16-033215
ELECTRONICS FOR IMAGING INC · EFII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan Maydan
Director
Period of report
Nov 8, 2016
Accepted (ET)
Nov 10, 2016 · 6:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000867374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 9, 2016 | M | 6,500 | — | A | 30,060 | D | |
| Common StockF3 | Nov 9, 2016 | S | 2,544 | $42.35 | D | 27,516 | D | |
| Common StockF4 | Nov 9, 2016 | S | 706 | $43.11 | D | 26,810 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F6 | — | Nov 8, 2016 | M | 6,500 | A | — | Nov 8, 2017 | Common Stock | 6,500 | 6,500 | D |
| Restricted Stock UnitsF5,F7 | — | Nov 9, 2016 | M | 6,500 | D | — | Nov 9, 2016 | Common Stock | 6,500 | 0 | D |
Explanation of responses
- F1Upon vesting, each restricted stock unit was converted into one share of Electronics For Imaging, Inc. common stock.
- F2The sale of the shares was effected pursuant to a Rule 10b5-1 plan entered into by the reporting person on November 27, 2015.
- F3This transaction was executed in multiple trades ranging from $41.92 to $42.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades ranging from $42.96 to $43.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F5Each restricted stock unit represents a contingent right to receive one share of Electronics For Imaging, Inc. common stock.
- F6This restricted stock unit award was granted on November 8, 2016 and is scheduled to vest with respect to 100% of the shares on November 8, 2017.
- F7This restricted stock unit award was granted on November 9, 2015 and vested with respect to 100% of the shares on November 9, 2016.