SEC Form 4 · accession 0000899243-16-027471
ELECTRONICS FOR IMAGING INC · EFII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc D Olin
Officer — Chief Financial Officer
Period of report
Aug 15, 2016
Accepted (ET)
Aug 17, 2016 · 7:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000867374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 29, 2016 | A | 177 | $32.59 | A | 81,590 | D | |
| Common StockF2 | Aug 15, 2016 | M | 2,521 | — | A | 84,111 | D | |
| Common StockF2 | Aug 15, 2016 | M | 1,941 | — | A | 86,052 | D | |
| Common StockF3 | Aug 15, 2016 | F | 1,496 | $43.93 | D | 84,556 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F4,F5 | — | Aug 15, 2016 | M | 2,521 | D | — | Aug 15, 2016 | Common Stock | 2,522 | 0 | D |
| Restricted Stock Unit (RSU)F4,F6 | — | Aug 15, 2016 | M | 1,941 | D | — | Aug 15, 2017 | Common Stock | 1,941 | 1,941 | D |
Explanation of responses
- F1The reporting person is voluntarily reporting the acquisition of shares of common stock of Electronics For Imaging, Inc. (the "Company") pursuant to the Company's Amended and Restated 2000 Employee Stock Purchase Plan. This transaction is also exempt under Rule 16b-3(c).
- F2Upon vesting, each restricted stock unit was converted into one share of the Company's common stock.
- F3Represents shares of common stock withheld by the Company for tax purposes upon vesting of the restricted stock units. This transaction is exempt under Rule 16b-3(e).
- F4Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F5This restricted stock unit award was granted on August 15, 2013 and vested with respect to one-third of the units on each of the first, second, and third anniversaries of the date of grant, subject to the reporting person's continued employment with the issuer through the applicable vesting date.
- F6This restricted stock unit award was granted on August 15, 2014 and is scheduled to vest with respect to one-third of the units on each of the first, second, and third anniversaries of the date of grant, subject to the reporting person's continued employment with the issuer through the applicable vesting date.