SEC Form 4 · accession 0000899243-16-018594
ELECTRONICS FOR IMAGING INC · EFII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc D Olin
Officer — Chief Financial Officer
Period of report
Apr 23, 2016
Accepted (ET)
Apr 26, 2016 · 6:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000867374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 23, 2016 | M | 1,996 | — | A | 82,082 | D | |
| Common StockF2 | Apr 23, 2016 | F | 669 | $40.46 | D | 81,413 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F3,F4 | — | Apr 23, 2016 | M | 1,996 | D | — | — | Common Stock | 1,996 | 3,992 | D |
Explanation of responses
- F1Upon vesting, each restricted stock unit was converted into one share of Electronics For Imaging, Inc. (the "Company") common stock.
- F2Represents shares of common stock withheld by the issuer for tax purposes upon vesting of the restricted stock units. This transaction is exempt under Rule 16b-3(e).
- F3Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F4This is RSU award was granted on April 23, 2015. This award vested with respect to one-third of the shares subject to the award on April 23, 2016 and is scheduled to vest with respect to one-third of the shares on each of April 23, 2017 and April 23, 2018, subject to the reporting person's continued employment with the Company through the applicable vesting date.