SEC Form 4 · accession 0000899243-16-011571
ELECTRONICS FOR IMAGING INC · EFII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan Maydan
Director
Period of report
Jan 11, 2016
Accepted (ET)
Jan 12, 2016 · 6:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000867374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 11, 2016 | M | 625 | $16.57 | A | 26,685 | D | |
| Common StockF2 | Jan 11, 2016 | M | 3,875 | $41.2866 | D | 22,810 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Right to BuyF3 | $16.57 | Jan 11, 2016 | M | 625 | D | — | Sep 6, 2019 | Common Stock | 625 | 1,250 | D |
Explanation of responses
- F1The exercise of these stock options and sale of the sales were effected pursuant to a Rule 10b5-1 plan entered into by the reporting person on November 27, 2015.
- F2This transaction was executed in multiple trades at prices ranging from $40.79 to $41.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F3This stock option award was granted on September 6, 2012, and vested and became exercisable with respect to 25% of the award on the first anniversary of the date of grant and thereafter with respect to an additional 2.5% of the award each month, with full vesting in 42 months.