SEC Form 4 · accession 0000899243-15-008073
ELECTRONICS FOR IMAGING INC · EFII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan Maydan
Director
Period of report
Nov 9, 2015
Accepted (ET)
Nov 12, 2015 · 6:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000867374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 9, 2015 | M | 8,000 | — | A | 26,810 | D | |
| Common StockF2 | Nov 9, 2015 | M | 625 | $16.57 | A | 27,435 | D | |
| Common Stock | Nov 9, 2015 | M | 1,375 | $48.36 | D | 26,060 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Nov 9, 2015 | M | 6,500 | D | — | Nov 9, 2015 | Common Stock | 6,500 | 0 | D |
| Restricted Stock UnitsF3,F5 | — | Nov 9, 2015 | M | 6,500 | A | — | Nov 9, 2016 | Common Stock | 6,500 | 6,500 | D |
| Restricted Stock UnitsF3,F6 | — | Nov 9, 2015 | M | 1,500 | D | — | Nov 9, 2015 | Common Stock | 1,500 | 0 | D |
| Option Right to BuyF7 | $16.57 | Nov 9, 2015 | M | 625 | D | — | Sep 6, 2019 | Common Stock | 625 | 2,500 | D |
Explanation of responses
- F1Upon vesting, each restricted stock unit was converted into one share of Electronics For Imaging, Inc. common stock.
- F2The exercise of these stock options and sale of the sales were effected pursuant to a Rule 10b5-1 plan entered into by the reporting person on July 21, 2014.
- F3Each restricted stock unit represents a contingent right to receive one share of Electronics For Imaging, Inc. common stock.
- F4This restricted stock unit award was granted on November 14, 2014 and vested with respect to 100% of the shares on November 9, 2015.
- F5This restricted stock unit award was granted on November 9, 2015 and is scheduled to vest with respect to 100% of the shares on November 9, 2016.
- F6This restricted stock unit award was granted on November 9, 2011 and vested with respect to 25% of the shares on each of the first, second, third and fourth anniversaries of the grant date.
- F7This stock option award was granted on September 6, 2012, and vests and becomes exercisable with respect to 25% of the award on the first anniversary of the date of grant and thereafter with respect to an additional 2.5% of the award each month, with full vesting in 42 months.