SEC Form 4 · accession 0000899243-15-002256
ELECTRONICS FOR IMAGING INC · EFII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Georgens
Director
Period of report
Aug 3, 2015
Accepted (ET)
Aug 4, 2015 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000867374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 3, 2015 | M | 40,000 | $16.32 | A | 66,000 | D | |
| Common StockF2 | Aug 3, 2015 | S | 40,000 | $45.004 | D | 26,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Right to BuyF3 | $16.32 | Aug 3, 2015 | M | 40,000 | D | — | Aug 15, 2015 | Common Stock | 40,000 | 0 | D |
Explanation of responses
- F1These shares of common stock were issued upon exercise of stock options granted to the reporting person on August 15, 2008.
- F2This transaction was executed in multiple trades ranging from $45.065 to $45.00 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F3This stock option award was granted on August 15, 2008 and was scheduled to expire on August 15, 2015. The award vested and became exercisable with respect to 25% of the award on the first anniversary of the date of grant and thereafter with respect to an additional 2.5% of the award each month, with full vesting in 42 months.