SEC Form 4 · accession 0000867374-18-000040
ELECTRONICS FOR IMAGING INC · EFII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc D Olin
Officer — CHIEF FINANCIAL OFFICER
Period of report
Dec 8, 2018
Accepted (ET)
Dec 11, 2018 · 7:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000867374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 8, 2018 | M | 3,241 | — | A | 95,617 | D | |
| Common StockF2 | Dec 10, 2018 | F | 989 | $0.00 | D | 94,628 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F3,F4 | — | Dec 8, 2018 | M | 3,241 | D | — | Dec 8, 2020 | Common Stock | 3,241 | 6,480 | D |
Explanation of responses
- F1Upon vesting, each restricted stock unit was converted into one share of Electronics For Imaging, Inc. (the "Company") common stock.
- F2Represents shares of the Company's common stock withheld for tax purposes upon the vesting of the restricted stock units. This transaction is exempt under Rule 16b-3(e).
- F3Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F4This restricted stock unit award was granted on August December 8, 2017 and is scheduled to vest with respect to one-third of the units on each of the first, second, and third anniversaries of the date of grant, subject to the reporting person's continued employment with the issuer through the applicable vesting date.