SEC Form 4 · accession 0000867374-18-000030
ELECTRONICS FOR IMAGING INC · EFII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan Maydan
Director
Period of report
Nov 8, 2018
Accepted (ET)
Nov 9, 2018 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000867374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 9, 2018 | M | 6,500 | — | A | 33,310 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F2,F3 | — | Nov 8, 2018 | M | 6,500 | A | — | — | Common Stock | 6,500 | 6,500 | D |
| Restricted Stock Unit (RSU)F2,F4 | — | Nov 9, 2018 | M | 6,500 | D | — | — | Common Stock | 6,500 | 0 | D |
Explanation of responses
- F1Upon vesting, each restricted stock unit was converted into one share of Electronics For Imaging, Inc. ("EFI") common stock.
- F2Each restricted stock unit represents a contingent right to receive one share of EFI common stock.
- F3This restricted stock unit award was granted on November 8, 2018 and is scheduled to vest with respect to 100% of the shares on November 8, 2019, subject to continued service on EFI's board of directors through the applicable vesting date.
- F4This restricted stock unit award was granted on January 26, 2018 and vested with respect to 100% of the shares on November 9, 2018.