SEC Form 4 · accession 0000867374-18-000029
ELECTRONICS FOR IMAGING INC · EFII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Janice Chaffin
Director
Period of report
Nov 8, 2018
Accepted (ET)
Nov 9, 2018 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000867374
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F1,F2 | — | Nov 8, 2018 | M | 3,153 | A | — | — | Common Stock | 3,153 | 3,153 | D |
| Restricted Stock Unit (RSU)F1,F3 | — | Nov 8, 2018 | M | 6,500 | A | — | — | Common Stock | 6,500 | 6,500 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Electronics For Imaging, Inc. ("EFI") common stock.
- F2This restricted stock unit award, representing the issuer's initial award for non-employee directors, will vest with respect to 25% of the award on the first anniversary of the date of grant and thereafter with respect to an additional 2.5% of the award each month, with full vesting in 42 months, subject to continued service on EFI's board of directors through the applicable vesting dates.
- F3This restricted stock unit award was granted on November 8, 2018 and is scheduled to vest with respect to 100% of the award on November 8, 2019 subject to continued service on EFI's board of directors through the vesting date.