SEC Form 4 · accession 0000867374-18-000010
ELECTRONICS FOR IMAGING INC · EFII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gill Cogan
Director
Period of report
Nov 1, 2018
Accepted (ET)
Nov 2, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000867374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2018 | M | 25,000 | $14.28 | A | 91,333 | D | |
| Common Stock | Nov 1, 2018 | F | 11,255 | $31.72 | D | 80,078 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Right to BuyF2 | $14.28 | Nov 1, 2018 | M | 25,000 | D | — | Nov 9, 2018 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1Represents shares of common stock of the issuer withheld by the issuer in payment by the reporting person of the exercise price. This transaction is exempt under Rule 16b-3(e).
- F2This stock option award was granted on November 9, 2011, and vested and became exercisable with respect to 25% of the award on the first anniversary of the date of grant and thereafter with respect to an additional 2.5% of the award each month, with full vesting in 42 months.