SEC Form 4 · accession 0001225208-18-016334
AUTOZONE INC · AZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William T Giles
Officer — Executive V.P. & CFO
Period of report
Dec 6, 2018
Accepted (ET)
Dec 7, 2018 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2018 | M | 13,500 | $225.74 | A | 18,455 | D | |
| Common StockF1 | Dec 6, 2018 | S | 221 | $867.3473 | D | 18,234 | D | |
| Common StockF2 | Dec 6, 2018 | S | 2,234 | $873.1628 | D | 16,000 | D | |
| Common StockF3 | Dec 6, 2018 | S | 4,345 | $874.4719 | D | 11,655 | D | |
| Common StockF4 | Dec 6, 2018 | S | 6,700 | $866.3614 | D | 4,955 | D | |
| Common Stock | holding | — | — | — | 4,000 | I | By GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F5,F6 | $225.74 | Dec 6, 2018 | M | 13,500 | D | — | Sep 29, 2020 | Common Stock | 13,500 | 0 | D |
Explanation of responses
- F1This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $867.065 - $867.75 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F2This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $873.00 - $873.83 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F3This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $874.12 - $874.52 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F4This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $866.00 - $866.945 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F5Granted in accordance with the AutoZone, Inc. 2006 Stock Option Plan.
- F6Options exercisable in one-fourth increments on September 28, 2011, 2012, 2013 and 2014, respectively.