SEC Form 4 · accession 0001225208-18-016331
AUTOZONE INC · AZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William R. Hackney
Officer — Sr. Vice President
Period of report
Dec 7, 2018
Accepted (ET)
Dec 7, 2018 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 7, 2018 | M | 3,060 | $425.11 | A | 3,998 | D | |
| Common Stock | Dec 7, 2018 | M | 2,640 | $371.47 | A | 6,638 | D | |
| Common Stock | Dec 7, 2018 | S | 5,700 | $870.00 | D | 938 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1,F2 | $371.47 | Dec 7, 2018 | M | 2,640 | D | — | Sep 28, 2022 | Common Stock | 2,640 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1,F3 | $425.11 | Dec 7, 2018 | M | 3,060 | D | — | Oct 2, 2023 | Common Stock | 3,060 | 0 | D |
Explanation of responses
- F1Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.
- F2Options exercisable in one-fourth increments on September 27, 2013, 2014, 2015 and 2016, respectively.
- F3Options exercisable in one-fourth increments on October 1, 2014, 2015, 2016 and 2017, respectively.