SEC Form 3 · accession 0001225208-18-015658
AUTOZONE INC · AZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell C. Major
Officer — Sr. Vice President
Period of report
Nov 16, 2018
Accepted (ET)
Nov 19, 2018 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 551 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $326.00 | holding | — | — | — | — | Sep 28, 2021 | Common Stock | 2,200 | — | D |
| Non-Qualified Stock Option (right to buy)F2 | $371.47 | holding | — | — | — | — | Sep 28, 2022 | Common Stock | 2,000 | — | D |
| Non-Qualified Stock Option (right to buy)F3 | $425.11 | holding | — | — | — | — | Oct 2, 2023 | Common Stock | 2,130 | — | D |
| Non-Qualified Stock Option (right to buy)F4 | $507.79 | holding | — | — | — | — | Sep 24, 2024 | Common Stock | 2,360 | — | D |
| Non-Qualified Stock Option (right to buy)F5 | $587.13 | holding | — | — | — | — | Sep 27, 2027 | Common Stock | 1,615 | — | D |
| Non-Qualified Stock Option (right to buy)F6 | $744.62 | holding | — | — | — | — | Oct 7, 2025 | Common Stock | 2,100 | — | D |
| Non-Qualified Stock Option (right to buy)F7 | $744.85 | holding | — | — | — | — | Sep 24, 2026 | Common Stock | 2,000 | — | D |
| Non-Qualified Stock Option (right to buy)F8 | $772.80 | holding | — | — | — | — | Sep 26, 2028 | Common Stock | 1,625 | — | D |
| Non-Qualified Stock Option (right to buy)F9 | $827.99 | holding | — | — | — | — | Nov 17, 2028 | Common Stock | 2,870 | — | D |
Explanation of responses
- F1Options exercisable in one-fourth increments on September 27, 2012, 2013, 2014 and 2015, respectively.
- F2Options exercisable in one-fourth increments on September 27, 2013, 2014, 2015 and 2016, respectively.
- F3Options exercisable in one-fourth increments on October 1, 2014, 2015, 2016 and 2017, respectively.
- F4Options exercisable in one-fourth increments on September 23, 2015, 2016, 2017 and 2018, respectively.
- F5Options exercisable in one-fourth increments on September 26, 2018, 2019, 2020 and 2021, respectively.
- F6Options exercisable in one-fourth increments on October 6, 2016, 2017, 2018 and 2019, respectively.
- F7Options exercisable in one-fourth increments on September 23, 2017, 2018, 2019 and 2020, respectively.
- F8Options exercisable in one-fourth increments on September 25, 2019, 2020, 2021 and 2022, respectively.
- F9Options exercisable in one-fourth increments on November 16, 2019, 2020, 2021 and 2022, respectively.