SEC Form 4 · accession 0001225208-18-013681
AUTOZONE INC · AZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Pleas III
Officer — Sr. VP & Controller
Period of report
Sep 20, 2018
Accepted (ET)
Sep 21, 2018 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 20, 2018 | M | 9,500 | $225.74 | A | 13,862 | D | |
| Common StockF1 | Sep 20, 2018 | S | 904 | $760.7771 | D | 12,958 | D | |
| Common StockF2 | Sep 20, 2018 | S | 8,596 | $759.7515 | D | 4,362 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3,F4 | $225.74 | Sep 20, 2018 | M | 9,500 | D | — | Sep 29, 2020 | Common Stock | 9,500 | 0 | D |
Explanation of responses
- F1This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $760.64 - $760.99 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F2This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $759.5263 - $760.50 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F3Granted in accordance with the AutoZone, Inc. 2006 Stock Option Plan.
- F4Options exercisable in one-fourth increments on September 28, 2011, 2012, 2013 and 2014, respectively.