SEC Form 4 · accession 0001225208-18-011029
AUTOZONE INC · AZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A. Finestone
Officer — Exec. Vice President
Period of report
Jun 30, 2018
Accepted (ET)
Jul 2, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2018 | A | 27 | $670.93 | A | 1,282 | D | |
| Common StockF1,F2 | Jun 30, 2018 | A | 5 | $0.00 | A | 1,287 | D | |
| Common Stock | holding | — | — | — | 930 | I | By GRAT | |
| Common StockF3 | holding | — | — | — | 1,645 | I | By GRAT #2 | |
| Common Stock | holding | — | — | — | 51 | I | By Trust for Daughter | |
| Common Stock | holding | — | — | — | 51 | I | By Trust for Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.
- F2Includes 1,412 shares previously held by a GRAT which were distributed to the reporting person on April 13, 2018 and 3 shares that were distributed on April 16, 2018.
- F3On May 23, 2018, the reporting person contributed 1,645 shares of common stock to a grantor retained annuity trust ("GRAT #2"). These shares were previously distributed to the reporting person and were reported as directly beneficially owned.