SEC Form 4 · accession 0001225208-18-006920
AUTOZONE INC · AZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Rhodes III
Officer — Chairman, President & CEO · Director
Period of report
Mar 31, 2018
Accepted (ET)
Apr 2, 2018 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2018 | G | 1,442 | $0.00 | A | 14,938 | D | |
| Common StockF1 | Mar 31, 2018 | A | 107 | $648.69 | A | 4,053 | D | |
| Common StockF1 | Mar 31, 2018 | A | 19 | $0.00 | A | 4,072 | D | |
| Common Stock | Feb 28, 2018 | G | 1,442 | $0.00 | D | 11,290 | I | By Trust for Wife |
| Common Stock | holding | — | — | — | 847 | I | As Custodian for Daughter | |
| Common Stock | holding | — | — | — | 847 | I | As Custodian for Son | |
| Common Stock | holding | — | — | — | 81 | I | As Trustee for Daughter's Trust | |
| Common Stock | holding | — | — | — | 81 | I | As Trustee for Son's trust | |
| Common Stock | holding | — | — | — | 4,376 | I | By GRAT | |
| Common Stock | holding | — | — | — | 12,000 | I | By GRAT #2 | |
| Common StockF2 | holding | — | — | — | 11,000 | I | By GRAT #3 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.
- F2On March 1, 2018, the reporting person contributed 11,000 shares of common stock to a grantor retained annuity trust ("GRAT #3") for the benefit of himself and his two children. These shares were previously distributed to the reporting person and were reported as directly beneficially owned.