SEC Form 4 · accession 0001225208-18-000807
AUTOZONE INC · AZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Craig Smith
Officer — Sr. Vice President
Period of report
Jan 4, 2018
Accepted (ET)
Jan 5, 2018 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2018 | M | 1,500 | $142.77 | A | 4,500 | D | |
| Common Stock | Jan 4, 2018 | M | 1,200 | $130.79 | A | 5,700 | D | |
| Common Stock | Jan 4, 2018 | S | 2,700 | $760.00 | D | 3,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1,F2 | $130.79 | Jan 4, 2018 | M | 1,200 | D | — | Sep 23, 2018 | Common Stock | 1,200 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1,F3 | $142.77 | Jan 4, 2018 | M | 1,500 | D | — | Sep 30, 2019 | Common Stock | 1,500 | 1,500 | D |
Explanation of responses
- F1Granted in accordance with the AutoZone, Inc. 2006 Stock Option Plan.
- F2Options exercisable in one-fourth increments on September 22, 2009, 2010, 2011 and 2012, respectively.
- F3Options exercisable in one-fourth increments on September 29, 2010, 2011, 2012 and 2013, respectively.