SEC Form 4 · accession 0001225208-18-000659
AUTOZONE INC · AZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William W Graves
Officer — Exec. Vice President
Period of report
Jan 3, 2018
Accepted (ET)
Jan 4, 2018 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2018 | M | 10,500 | $225.74 | A | 12,574 | D | |
| Common Stock | Jan 3, 2018 | M | 900 | $225.74 | A | 13,474 | D | |
| Common Stock | Jan 3, 2018 | M | 500 | $326.00 | A | 13,974 | D | |
| Common Stock | Jan 3, 2018 | S | 400 | $749.16 | D | 13,574 | D | |
| Common StockF1 | Jan 3, 2018 | S | 736 | $746.1507 | D | 12,838 | D | |
| Common StockF2 | Jan 3, 2018 | S | 1,200 | $748.5253 | D | 11,638 | D | |
| Common StockF3 | Jan 3, 2018 | S | 1,264 | $744.7246 | D | 10,374 | D | |
| Common StockF4 | Jan 3, 2018 | S | 6,900 | $743.7333 | D | 3,474 | D | |
| Common Stock | holding | — | — | — | 1,227 | I | By GRAT | |
| Common Stock | holding | — | — | — | 2,373 | I | By GRAT #2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy)F5,F6 | $326.00 | Jan 3, 2018 | M | 500 | D | — | Sep 27, 2021 | Common Stock | 500 | 0 | D |
| Incentive Stock Option (Right to Buy)F7,F8 | $225.74 | Jan 3, 2018 | M | 900 | D | — | Sep 28, 2020 | Common Stock | 900 | 0 | D |
| Non-Qualified Stock Option (right to buy)F7,F8 | $225.74 | Jan 3, 2018 | M | 10,500 | D | — | Sep 29, 2020 | Common Stock | 10,500 | 0 | D |
Explanation of responses
- F1This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $745.80 - $746.67 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F2This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $748.00 - $748.97 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F3This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $744.59 - $745.50 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F4This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $743.51 - $744.48 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F5Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.
- F6Options exercisable in one-fourth increments on September 27, 2012, 2013, 2014 and 2015, respectively.
- F7Granted in accordance with the AutoZone, Inc. 2006 Stock Option Plan.
- F8Options exercisable in one-fourth increments on September 28, 2011, 2012, 2013 and 2014, respectively.