SEC Form 4 · accession 0001225208-18-000079
AUTOZONE INC · AZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William W Graves
Officer — Exec. Vice President
Period of report
Dec 31, 2017
Accepted (ET)
Jan 2, 2018 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2017 | G | 27 | $0.00 | D | 1,992 | D | |
| Common Stock | Dec 7, 2017 | G | 36 | $0.00 | D | 1,956 | D | |
| Common StockF1 | Dec 31, 2017 | A | 92 | $711.37 | A | 2,058 | D | |
| Common StockF1,F2 | Dec 31, 2017 | A | 16 | $0.00 | A | 2,074 | D | |
| Common Stock | holding | — | — | — | 1,227 | I | By GRAT | |
| Common StockF3 | holding | — | — | — | 2,373 | I | By GRAT #2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.
- F2Includes 2,373 shares previously held by the GRAT which were distributed to the reporting person on October 31, 2017.
- F3On November 1, 2017, the reporting person contributed 2,373 shares of common stock to a grantor retained annuity trust ("GRAT #2"). These shares were previously distributed to the reporting person and were reported as directly beneficially owned.