SEC Form 4 · accession 0001225208-17-018328
AUTOZONE INC · AZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C. Griffith
Officer — Sr. Vice President
Period of report
Dec 6, 2017
Accepted (ET)
Dec 6, 2017 · 6:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2017 | M | 1,913 | $425.11 | A | 2,016 | D | |
| Common Stock | Dec 6, 2017 | M | 1,710 | $507.79 | A | 3,726 | D | |
| Common StockF1 | Dec 6, 2017 | S | 3,623 | $698.1675 | D | 103 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2,F3 | $507.79 | Dec 6, 2017 | M | 1,710 | D | — | Sep 24, 2024 | Common Stock | 1,710 | 570 | D |
| Non-Qualified Stock Option (right to buy)F2,F4 | $425.11 | Dec 6, 2017 | M | 1,913 | D | — | Oct 2, 2023 | Common Stock | 1,913 | 0 | D |
Explanation of responses
- F1This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $698.00 - $698.56 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F2Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.
- F3Options exercisable in one-fourth increments on September 23, 2015, 2016, 2017 and 2018, respectively.
- F4Options exercisable in one-fourth increments on October 1, 2014, 2015, 2016 and 2017, respectively.