SEC Form 4 · accession 0001225208-17-015458
AUTOZONE INC · AZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Andrew McKenna
Director
Period of report
Sep 28, 2017
Accepted (ET)
Sep 29, 2017 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 28, 2017 | M | 3,000 | $119.145 | A | 8,131 | D | |
| Common Stock | Sep 28, 2017 | S | 100 | $587.04 | D | 8,031 | D | |
| Common StockF1 | Sep 28, 2017 | S | 400 | $586.6475 | D | 7,631 | D | |
| Common StockF2 | Sep 28, 2017 | S | 1,100 | $585.0982 | D | 6,531 | D | |
| Common StockF3 | Sep 28, 2017 | S | 1,400 | $584.2286 | D | 5,131 | D | |
| Common Stock | holding | — | — | — | 2,000 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F4 | $119.145 | Sep 28, 2017 | M | 3,000 | D | Jan 1, 2011 | Jan 1, 2018 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $586.00 - $586.99 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F2This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $584.99 - $585.47 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F3This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $583.79 - $584.70 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F4Granted in accordance with the AutoZone, Inc. 2003 Director Stock Option Plan.