SEC Form 4 · accession 0001225208-17-011956
AUTOZONE INC · AZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Rhodes III
Officer — Chairman, President & CEO · Director
Period of report
Jun 30, 2017
Accepted (ET)
Jul 3, 2017 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2017 | A | 106 | $570.46 | A | 11,220 | D | |
| Common StockF1,F2 | Jun 30, 2017 | A | 19 | $0.00 | A | 11,239 | D | |
| Common Stock | holding | — | — | — | 847 | I | As Custodian for Daughter | |
| Common Stock | holding | — | — | — | 847 | I | As Custodian for Son | |
| Common Stock | holding | — | — | — | 81 | I | As Trustee for Daughter's Trust | |
| Common Stock | holding | — | — | — | 81 | I | As Trustee for Son's trust | |
| Common Stock | holding | — | — | — | 4,376 | I | By GRAT | |
| Common StockF3 | holding | — | — | — | 12,000 | I | By GRAT #2 | |
| Common Stock | holding | — | — | — | 14,732 | I | By Trust for Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.
- F2Includes 4,624 shares previously held by the GRAT which were distributed to the reporting person on April 21, 2017.
- F3On May 24, 2017, the reporting person contributed 12,000 shares of common stock to a grantor retained annuity trust ("GRAT #2") for the benefit of himself and his two children. These shares were previously distributed to the reporting person and were reported as directly beneficially owned.