SEC Form 4 · accession 0001225208-17-011608
AUTOZONE INC · AZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William T Giles
Officer — Executive V.P. & CFO
Period of report
Jun 27, 2017
Accepted (ET)
Jun 27, 2017 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 27, 2017 | M | 10,000 | $130.79 | A | 18,500 | D | |
| Common StockF1 | Jun 27, 2017 | S | 1,033 | $579.1122 | D | 17,467 | D | |
| Common StockF2 | Jun 27, 2017 | S | 2,300 | $580.2246 | D | 15,167 | D | |
| Common StockF3 | Jun 27, 2017 | S | 2,899 | $582.1026 | D | 12,268 | D | |
| Common StockF4 | Jun 27, 2017 | S | 3,768 | $581.4044 | D | 8,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F5,F6 | $130.79 | Jun 27, 2017 | M | 10,000 | D | — | Sep 23, 2018 | Common Stock | 10,000 | 8,400 | D |
Explanation of responses
- F1This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $579.00 - $579.40 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F2This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $580.00 - $580.90 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F3This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $582.00 - $582.48 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F4This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $581.00 - $581.84 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F5Granted in accordance with the AutoZone, Inc. 2006 Stock Option Plan.
- F6Options exercisable in one-fourth increments on September 22, 2009, 2010, 2011 and 2012, respectively.