SEC Form 4 · accession 0001225208-17-005098
AUTOZONE INC · AZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William W Graves
Officer — Exec. Vice President
Period of report
Mar 1, 2017
Accepted (ET)
Mar 1, 2017 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2017 | M | 12,000 | $142.77 | A | 14,667 | D | |
| Common StockF1 | Mar 1, 2017 | S | 500 | $738.674 | D | 14,167 | D | |
| Common StockF2 | Mar 1, 2017 | S | 1,100 | $738.0916 | D | 13,067 | D | |
| Common StockF3 | Mar 1, 2017 | S | 10,400 | $736.5523 | D | 2,667 | D | |
| Common Stock | holding | — | — | — | 3,600 | I | By GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F4,F5 | $142.77 | Mar 1, 2017 | M | 12,000 | D | — | Sep 30, 2019 | Common Stock | 12,000 | 0 | D |
Explanation of responses
- F1This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $738.55 - $738.82 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F2This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $737.55 - $738.54 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F3This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $736.50 - $737.39 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F4Granted in accordance with the AutoZone, Inc. 2006 Stock Option Plan.
- F5Options exercisable in one-fourth increments on September 29, 2010, 2011, 2012 and 2013, respectively.