SEC Form 4 · accession 0001225208-16-036413
AUTOZONE INC · AZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Andrew McKenna
Director
Period of report
Jul 5, 2016
Accepted (ET)
Jul 6, 2016 · 9:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 5, 2016 | M | 3,000 | $116.345 | A | 7,597 | D | |
| Common Stock | Jul 5, 2016 | S | 100 | $803.1101 | D | 7,497 | D | |
| Common StockF1 | Jul 5, 2016 | S | 400 | $801.2126 | D | 7,097 | D | |
| Common StockF2 | Jul 5, 2016 | S | 500 | $797.4781 | D | 6,597 | D | |
| Common StockF3 | Jul 5, 2016 | S | 600 | $798.9372 | D | 5,997 | D | |
| Common StockF4 | Jul 5, 2016 | S | 700 | $802.6229 | D | 5,297 | D | |
| Common StockF5 | Jul 5, 2016 | S | 700 | $800.0082 | D | 4,597 | D | |
| Common Stock | holding | — | — | — | 2,000 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F6 | $116.345 | Jul 5, 2016 | M | 3,000 | D | Jan 1, 2010 | Jan 1, 2017 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $800.69 - $801.5401 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F2This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $797.0901 - $797.95 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F3This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $798.42 - $799.39 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F4This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $801.99 - $802.98 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F5This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $799.65 - $800.23 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F6Granted in accordance with the AutoZone, Inc. 2003 Director Stock Option Plan.