SEC Form 4 · accession 0001225208-16-034943
AUTOZONE INC · AZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip B. Daniele
Officer — Sr. Vice President
Period of report
Jun 13, 2016
Accepted (ET)
Jun 13, 2016 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 13, 2016 | M | 3,400 | $326.00 | A | 3,638 | D | |
| Common Stock | Jun 13, 2016 | M | 3,300 | $225.74 | A | 6,938 | D | |
| Common Stock | Jun 13, 2016 | S | 230 | $756.5014 | D | 6,708 | D | |
| Common StockF1 | Jun 13, 2016 | S | 6,470 | $755.3614 | D | 238 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2,F3 | $326.00 | Jun 13, 2016 | M | 3,400 | D | — | Sep 28, 2021 | Common Stock | 3,400 | 0 | D |
| Non-Qualified Stock Option (right to buy)F4,F5 | $225.74 | Jun 13, 2016 | M | 3,300 | D | — | Sep 29, 2020 | Common Stock | 3,300 | 0 | D |
Explanation of responses
- F1This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $755.1525 - $755.706 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F2Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.
- F3Options exercisable in one-fourth increments on September 27, 2012, 2013, 2014 and 2015, respectively.
- F4Granted in accordance with the AutoZone, Inc. 2006 Stock Option Plan.
- F5Options exercisable in one-fourth increments on September 28, 2011, 2012, 2013 and 2014, respectively.