SEC Form 4 · accession 0001225208-16-031601
AUTOZONE INC · AZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Craig Smith
Officer — Sr. Vice President
Period of report
Apr 20, 2016
Accepted (ET)
Apr 20, 2016 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 20, 2016 | M | 6,500 | $103.44 | A | 6,500 | D | |
| Common StockF1 | Apr 20, 2016 | S | 3,500 | $781.4988 | D | 3,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2,F3 | $103.44 | Apr 20, 2016 | M | 6,500 | D | — | Sep 27, 2016 | Common Stock | 6,500 | 0 | D |
Explanation of responses
- F1This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $780.66 - $781.61325 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F2Granted in accordance with the AutoZone, Inc. 1996 Stock Option Plan.
- F3Options are exercisable in one-fourth increments on September 26, 2007, 2008, 2009, and 2010, respectively.