SEC Form 4 · accession 0001225208-16-029988

AUTOZONE INC · AZO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Mark A. Finestone

Officer — Exec. Vice President

Period of report

Mar 15, 2016

Accepted (ET)

Mar 16, 2016 · 6:09 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000866787

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 15, 2016	M	9,600	$142.77	A	12,841	D
Common Stock	Mar 15, 2016	M	900	$142.77	A	13,741	D
Common Stock^F1	Mar 15, 2016	S	1,160	$802.177	D	12,581	D
Common Stock^F2	Mar 15, 2016	S	1,385	$793.9493	D	11,196	D
Common Stock^F3	Mar 15, 2016	S	2,013	$795.4048	D	9,183	D
Common Stock^F4	Mar 15, 2016	S	2,078	$800.3412	D	7,105	D
Common Stock^F5	Mar 15, 2016	S	2,964	$801.3019	D	4,141	D
Common Stock	holding	—	—		—	16	I	By Trust for Daughter
Common Stock	holding	—	—		—	16	I	By Trust for Son

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Incentive Stock Option (Right to Buy)^F6,F7	$142.77	Mar 15, 2016	M	900	D	—	Sep 29, 2019	Common Stock	900	0	D
Non-Qualified Stock Option (right to buy)^F6,F7	$142.77	Mar 15, 2016	M	9,600	D	—	Sep 30, 2019	Common Stock	9,600	0	D

Explanation of responses

F1This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $802.065 - $802.30 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F2This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $793.92 - $794.00 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F3This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $795.005 - $795.75 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F4This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $800.00 - $800.70 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F5This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $801.0475 - $801.87 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F6Granted in accordance with the AutoZone, Inc. 2006 Stock Option Plan.
F7Options exercisable in one-fourth increments on September 29, 2010, 2011, 2012 and 2013, respectively.