SEC Form 4 · accession 0001225208-16-029864
AUTOZONE INC · AZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Pleas III
Officer — Sr. VP & Controller
Period of report
Mar 14, 2016
Accepted (ET)
Mar 14, 2016 · 6:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2016 | M | 5,600 | $130.79 | A | 9,719 | D | |
| Common Stock | Mar 14, 2016 | M | 50 | $115.38 | A | 9,769 | D | |
| Common Stock | Mar 14, 2016 | S | 5,650 | $800.00 | D | 4,119 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1,F2 | $130.79 | Mar 14, 2016 | M | 5,600 | D | — | Sep 23, 2018 | Common Stock | 5,600 | 5,600 | D |
| Non-Qualified Stock Option (right to buy)F1,F3 | $115.38 | Mar 14, 2016 | M | 50 | D | — | Sep 26, 2017 | Common Stock | 50 | 0 | D |
Explanation of responses
- F1Granted in accordance with the AutoZone, Inc. 2006 Stock Option Plan.
- F2Options exercisable in one-fourth increments on September 22, 2009, 2010, 2011 and 2012, respectively.
- F3Options exercisable in one-fourth increments on September 25, 2008, 2009, 2010 and 2011, respectively.