SEC Form 4 · accession 0001225208-15-019961
AUTOZONE INC · AZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A. Womack
Officer — Sr. Vice President
Period of report
Oct 27, 2015
Accepted (ET)
Oct 28, 2015 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 27, 2015 | M | 7,050 | $371.47 | A | 7,085 | D | |
| Common Stock | Oct 27, 2015 | M | 6,750 | $367.17 | A | 13,835 | D | |
| Common StockF1 | Oct 27, 2015 | S | 1,271 | $768.2905 | D | 12,564 | D | |
| Common Stock | Oct 27, 2015 | S | 2,565 | $764.6932 | D | 9,999 | D | |
| Common StockF2 | Oct 27, 2015 | S | 3,311 | $767.3844 | D | 6,688 | D | |
| Common StockF3 | Oct 27, 2015 | S | 6,653 | $766.3362 | D | 35 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F4,F5 | $367.17 | Oct 27, 2015 | M | 6,750 | D | — | Jun 30, 2022 | Common Stock | 6,750 | 2,250 | D |
| Non-Qualified Stock Option (right to buy)F4,F6 | $371.47 | Oct 27, 2015 | M | 7,050 | D | — | Sep 28, 2022 | Common Stock | 7,050 | 2,350 | D |
Explanation of responses
- F1This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $768.12 - $768.45 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F2This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $767.09 - $768.08 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F3This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $765.83 - $766.81 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F4Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.
- F5Options exercisable in one-fourth increments on June 29, 2013, 2014, 2015 and 2016, respectively.
- F6Options exercisable in one-fourth increments on September 27, 2013, 2014, 2015 and 2016, respectively.