SEC Form 4 · accession 0001225208-15-018669
AUTOZONE INC · AZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William T Giles
Officer — Executive V.P. & CFO
Period of report
Sep 23, 2015
Accepted (ET)
Sep 25, 2015 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 23, 2015 | M | 21,400 | $115.38 | A | 29,434 | D | |
| Common StockF1 | Sep 23, 2015 | S | 300 | $737.2767 | D | 29,134 | D | |
| Common StockF2 | Sep 23, 2015 | S | 2,416 | $736.1623 | D | 26,718 | D | |
| Common StockF3 | Sep 23, 2015 | S | 8,497 | $735.3558 | D | 18,221 | D | |
| Common StockF4 | Sep 23, 2015 | S | 10,187 | $734.2081 | D | 8,034 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F5,F6 | $115.38 | Sep 23, 2015 | M | 21,400 | D | — | Sep 26, 2017 | Common Stock | 21,400 | 0 | D |
Explanation of responses
- F1This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $737.27 - $737.29 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F2This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $736.00 - $736.85 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F3This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $735.00 - $735.99 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F4This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $734.00 - $734.96 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F5Granted in accordance with the AutoZone, Inc. 2006 Stock Option Plan.
- F6Options exercisable in one-fourth increments on September 25, 2008, 2009, 2010 and 2011, respectively.