SEC Form 4 · accession 0001225208-15-015255
AUTOZONE INC · AZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A. Finestone
Officer — Sr. Vice President
Period of report
Jul 7, 2015
Accepted (ET)
Jul 7, 2015 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 7, 2015 | M | 4,500 | $142.77 | A | 7,599 | D | |
| Common StockF1 | Jul 7, 2015 | S | 4,500 | $678.142 | D | 3,099 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2,F3 | $142.77 | Jul 7, 2015 | M | 4,500 | D | — | Sep 30, 2019 | Common Stock | 4,500 | 9,600 | D |
Explanation of responses
- F1This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $677.34 - $678.194 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F2Granted in accordance with the AutoZone, Inc. 2006 Stock Option Plan.
- F3Options exercisable in one-fourth increments on September 29, 2010, 2011, 2012 and 2013, respectively.