SEC Form 4 · accession 0001225208-15-008793
AUTOZONE INC · AZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas B Newbern
Officer — Sr. Vice President
Period of report
Mar 27, 2015
Accepted (ET)
Mar 30, 2015 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 27, 2015 | M | 13,500 | $225.74 | A | 14,564 | D | |
| Common Stock | Mar 27, 2015 | M | 3,650 | $142.77 | A | 18,214 | D | |
| Common Stock | Mar 27, 2015 | M | 2,000 | $115.38 | A | 20,214 | D | |
| Common Stock | Mar 27, 2015 | M | 800 | $130.79 | A | 21,014 | D | |
| Common Stock | Mar 27, 2015 | M | 400 | $142.77 | A | 21,414 | D | |
| Common Stock | Mar 27, 2015 | M | 375 | $326.00 | A | 21,789 | D | |
| Common StockF1 | Mar 27, 2015 | S | 17,150 | $680.0038 | D | 4,639 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy)F2,F3 | $130.79 | Mar 27, 2015 | M | 800 | D | — | Sep 22, 2018 | Common Stock | 800 | 0 | D |
| Incentive Stock Option (Right to Buy)F2,F4 | $115.38 | Mar 27, 2015 | M | 2,000 | D | — | Sep 25, 2017 | Common Stock | 2,000 | 0 | D |
| Incentive Stock Option (Right to Buy)F5,F6 | $326.00 | Mar 27, 2015 | M | 375 | D | — | Sep 27, 2021 | Common Stock | 375 | 125 | D |
| Incentive Stock Option (Right to Buy)F2,F7 | $142.77 | Mar 27, 2015 | M | 400 | D | — | Sep 29, 2019 | Common Stock | 400 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2,F8 | $225.74 | Mar 27, 2015 | M | 13,500 | D | — | Sep 29, 2020 | Common Stock | 13,500 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2,F7 | $142.77 | Mar 27, 2015 | M | 3,650 | D | — | Sep 30, 2019 | Common Stock | 3,650 | 0 | D |
Explanation of responses
- F1This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $679.6234 - $680.21 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F2Granted in accordance with the AutoZone, Inc. 2006 Stock Option Plan.
- F3Options exercisable in one-fourth increments on September 22, 2009, 2010, 2011 and 2012, respectively.
- F4Options exercisable in one-fourth increments on September 25, 2008, 2009, 2010 and 2011, respectively.
- F5Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.
- F6Options exercisable in one-fourth increments on September 27, 2012, 2013, 2014 and 2015, respectively.
- F7Options exercisable in one-fourth increments on September 29, 2010, 2011, 2012 and 2013, respectively.
- F8Options exercisable in one-fourth increments on September 28, 2011, 2012, 2013 and 2014, respectively.